Information on this website is directed toward U.S. residents only. Schubert & Company, Inc. is a Registered Investment Adviser whose principal office is located in Texas. The adviser may not transact business in states where it is not appropriately registered, excluded or exempted from registration. Individualized responses to persons that involve either the effecting of transaction in securities, or the rendering of personalized investment advice for compensation, will not be made without registration or exemption.
All clients are advised that it remains their responsibility to advise their financial adviser or Schubert & Company, Inc. of any changes in their investment objectives and/or financial situation.
Past performance does not guarantee future success. Information on this website is not an offer to buy or sell or a solicitation of any offer to buy or sell the securities mentioned herein.
Schubert & Company is not a licensed public accounting firm with the Texas State Board of Public Accountancy. All accounting is referred to Kelley J. Schubert, PC.
This website is a publication of Schubert & Company, Inc., and is for the use of clients and prospective clients. It is not to be used by other investment professionals or advisors as a source of marketing materials and/or information. Information presented is believed to be factual and up-to-date, but we do not guarantee its accuracy and it should not be regarded as a complete analysis of the subjects discussed. A professional adviser should be consulted before any investment decisions are made. All expressions of opinion on this website or in articles herein are the opinions of the author at the time and date of publication but not necessarily the opinions of Schubert & Company, Inc., and are subject to change without notice.
Information on this website is distributed for educational purposes, and it is not to be construed as an offer, solicitation, recommendation, or endorsement to buy or sell any particular security, product, or service. Information on this website does not involve the rendering of personalized investment advice, but is limited to the dissemination of general information. This website is not intended to be specific financial or investment advice for an individual or existing client and no one should take information from this website as a substitute for personalized financial or investment advice from Schubert & Company, Inc. All individuals or clients should consult with a professional adviser before implementing any investment strategy, and you should consider the investment objectives, risks, and charges and expenses carefully before investing in any investment strategy.
The tax and estate planning information offered by the adviser is general in nature. It is provided for informational purposes only, and should not be construed as legal or tax advice. Always consult an attorney or tax professional regarding your specific legal or tax situation. Schubert & Company, Inc., is not a public accounting firm.
All materials and information presented are compiled from sources believed to be reliable and current, but accuracy cannot be guaranteed. Hyperlinks and links to other websites on this website are provided as a convenience and we disclaim any responsibility for information, services, or products found on websites linked hereto. Once you leave the Schubert & Company, Inc., website, we are no longer responsible for the content, accuracy, or completeness of the information and data on the other websites. If you choose to use any of the hyperlinks or links to other websites, you assume full and total responsibility for your use of those other sites.
We have adopted this policy with recognition that protecting the privacy and security of the personal
information we obtain about our customers is an important responsibility. We also know that the
customer expects us to service their accounts in an accurate and efficient manner. To do so, we must
collect and maintain certain personal information about our customers. We want the customer to know
what information we collect and how we use and safeguard that information.
What Information We Collect
We collect certain nonpublic personal identifying information about our customers (such as name,
address, social security number, etc.) from information that the customer provides on applications or
other forms as well as communications (electronic, telephone, written, or in person) with the customer or
authorized representatives (such as attorneys, accountants, etc.). We also collect information about
brokerage accounts and transactions (such as purchases, sales, account balances, inquiries, etc.).
What Information We Disclose
We do not disclose the nonpublic personal information we collect about our customers to anyone except:
(i) in furtherance of our business relationship and then only to those persons necessary to affect the
transactions and provide the services that the customer authorizes (such as broker-dealers, custodians,
independent managers, etc.); (ii) persons assessing our compliance with industry standards (e.g.
professional licensing authorities, etc.); (iii) our attorneys, accountants, and auditors; or (iv) as otherwise
provided by law.
We are permitted by law to disclose the nonpublic personal information about our customers to
governmental agencies and other third parties in certain circumstances (such as third parties that perform
administrative or marketing services on our behalf or for joint marketing programs). These third parties
are prohibited to use or share the information for any purpose. If the customer decides at some point to
either terminate our services or become an inactive customer, we will continue to adhere to our privacy
policy, as may be amended from time to time.
Security of Customer Information
We restrict access to customer nonpublic personal information to those employees who need to know
that information to service the accounts. We maintain physical, electronic, and procedural safeguards
that comply with applicable federal or state standards to protect customer personal information.
Our policy about obtaining and disclosing information may change from time to time. We will provide
the customer notice of any material change to this policy before we implement the change.